Senior FICA Administrator -(RKSFA)

Main Job Function

• Senior compliance administrator will work closely with the senior compliance team members to ensure compliance with FICA and to encourage compliance from others within the Firm.
• Perform thorough Know Your Customer (KYC) and Customer Due Diligence (CDD) checks on new and existing clients.
• The senior compliance administrator will oversee screening for adverse media, sanctions and political exposure using the system. In addition, the compliance administrator will need to check the veracity of documents uploaded to the system for verification and in accordance with the RMCP.
• Contributing to the RMCP governance and assist with reviewing and updating internal policies and practical guides.
• Capture and update information on internal systems regularly and accurately
• The senior compliance administrator will be required to train staff on client onboarding and FICA compliance procedures.
• Store key compliance-related documents, including risk assessments, reports, and training logs for audit or inspection purposes
• Providing compliance, guidance and advice to the Firm and ensuring a culture of compliance through training and awareness.
• Create supportive relationships with colleagues.
• Keep abreast of relevant legislation and FIC webinars/training.

Qualifications

• Grade 12 (Matric)
• A qualification in law, compliance or risk management will be advantageous

Criteria

• 5 years corporate experience with at least 3-5 years exposure in FICA related functions (law firm experience is advantageous)
• Good understanding of the FIC Act, its guidance notes, PCC’s and its regulations, KYC methodology, and the AML/CTF/CPF regulatory frameworks
• Proficient in MS Office Suite
• Knowledge of numeracy and literacy skills
• Proficient in MS Office Suite

Remuneration

• R35 000 Basic

A Consultant will be in touch if you are shortlisted for the position. Please consider your application unsuccessful should you not have been contacted within 2 weeks. We will keep your CV on our database and contact you should you match the criteria of any other vacancies.